accreditation documentation checklist
PDF · 9 Jun 2025
This content was created by Pete Schnepp. This content was uploaded by Pete Schnepp. This is a PDF titled "ComplianceAccreditationChecklist2025-06.pdf" created on June 9, 2025. It is an investor-facing checklist designed to verify accreditation status under SEC Rule 506(c). The document outlines the necessary documentation for income, net worth, and third-party verification, with specific instructions and typical turnaround times for each item.
Questions this document answers
2448 hours
Past 2 years W-2s or K-1s plus current-year YTD pay-stub or P&L
Brokerage & bank statements, real-estate values (primary residence excluded)
Active Series 7, 65, or 82
90 days